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HUB Financial Code of Conduct

Broker Code of Conduct documents have been included as part of the broker contracting packages with each Insurance carrier for many years. The Insurers, MGAs and other advisor organizations developed this document to help brokers understand their obligations under provincial regulations and within the various broker contracts signed. The HUB Financial Broker Agreement refers to the HFI Code of Conduct.

The Code of Conduct requirements are intended to compliment and improve the business practices and standards that are expected of the broker. HUB believes that the vast majority of brokers already make an effort to incorporate best practice processes (ie. client disclosures, record keeping, etc.) into their day to day business activities. Given the recent increased focus in this area, HUB Financial considers it important to provide this reminder.

We are pleased to be able to provide you with the HUB Financial Inc. Code of Conduct.

HUB brokers already have access to a variety of tools and resources designed to help you incorporate best business practices and remain compliant. It is our hope that this Code will be a business conduct tool that you can use as a guide for best practices. We encourage you to look at this and other solutions that are available to meet your needs.

If you have any questions about the code of conduct or our expectations, please feel free to contact us.

Remember, Good Business is Compliant and Compliance Matters.